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許成鋼

制度基因──中國制度與極權主義制度的起源 Institutional Genes: The Origins of China’s Institutions and Totalitarianism

制度基因──中國制度與極權主義制度的起源 Institutional Genes: The Origins of China’s Institutions and Totalitarianism

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為何習近平要收緊私企政策,壯大國有經濟?為何蘇聯東歐各國的共產政權因經濟崩潰而紛紛垮台時,中國仍屹立不搖?許成鋼透過「制度基因」的架構,解釋中西憲政發展與極權演變的前因與後果。本書探討中國制度和共產極權主義制度的起源和演變,並引入「制度基因」這個分析概念,以研究從蘇俄來的制度基因如何與中國帝制的制度基因融合,創造出具有中國特色且持久的極權主義政權。制度基因是不斷自我複製並影響制度演變的基本制度要素,是可以實證識別的。作者首先分析共產極權主義意識形態在歐洲興起,並在俄國的制度基因基礎上產生出極權主義制度。然後分析中國帝制制度基因的起源和演變,著重這些制度基因如何與蘇俄共產國際引入到中國的共產極權主義制度基因相結合,使中共得以在中國建立極權制。接著討論中國大躍進、文化大革命時期的制度變化,分析在蘇俄極權制度基因和中國傳統制度基因的基礎上,如何產生出中國特色的區域管理的極權主義制度,以及這個制度如何使得中國的改革開放獲得經濟快速發展,不僅挽救中共,而且使中國成為極權主義超級大國。中國共產極權制的大發展應當使人們回想起米塞斯近八十年前對遏制極權主義努力失敗的警告。要扭轉這一趨勢,深入理解極權主義是必不可少的一步。

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目錄

序言及謝辭
圖版目次

第一章 導論
第一節 概要
第二節 制度大分流
第三節 中國的制度演變
第四節 當代中國制度
第五節 區管式極權制的制度基因之淵源
第六節 制度基因:從帝制到共產極權制度
第七節 從制度基因看臺灣及蘇俄的制度變化

第二章 制度與制度基因:方法論概要
第一節 制度的要素
第二節 制度基因:自我複製並且決定制度演變的基本制度成分

第三章 產權作為制度基因
第一節 產權的概念:最終控制權與權利束
第二節 私有產權作為制度基因
第三節 中國的傳統法律制度:統治工具
第四節 中華帝制的產權與主權

第四章 中華帝制的制度基因及其產生與演變
第一節 中華帝國制度的基本特徵:三位一體結構的制度基因
第二節 中國帝制的起源
第三節 帝制的演變與完善
第四節 中國帝制與憲政之間不可調和的矛盾

第五章 科舉制度和儒教:人事制度和意識形態的制度基因
第一節 儒教-科舉制與基督教-教會的對比
第二節 儒教-科舉制的產生及演變
第三節 儒教-科舉制演變為成熟的制度基因
第四節 基督教-教會作為制度基因

第六章 極權主義意識形態的制度基因
第一節 源於基督教:明斯特極權主義政權
第二節 世俗共產極權主義的誕生
第三節 巴貝夫共產主義的起源:法國啟蒙運動
第四節 馬克思主義:共產極權主義

第七章 極權制的制度基因:沙俄帝國
第一節 中俄帝制的相似之處
第二節 俄羅斯制度基因的起源:蒙古統治下的羅斯地區
第三節 俄羅斯制度基因的起源:東正教和拜占庭帝國的影響
第四節 沙俄帝制為共產極權制提供的制度基因
第五節 沙俄帝制制度基因的產物

第八章 布爾什維克極權主義的誕生
第一節 極權主義黨:布爾什維克
第二節 極權黨奪取政權的制度條件
第三節 建立完整的極權主義制度

第九章 晚清憲政改革與共和革命的失敗
第一節 名存實亡的憲政改革:戊戌變法
第二節 社會達爾文主義的陰影
第三節 從憲政改革到帝國崩潰
第四節 共和革命(民國革命)的失敗(1911-1916)
第五節 革命黨:秘密社會的制度基因

第十章 中國布爾什維克黨的建立
第一節 共產革命的「耶穌會」:共產國際對中國的滲透
第二節 共產國際的中國支部:中國共產黨的建立
第三節 秘密組織:建立中國布爾什維克黨的制度基因
第四節 恐怖統治與極權領袖的崛起

第十一章 建立共產極權主義政權:從中華蘇維埃到人民共和國
第一節 中華蘇維埃共和國的建立
第二節 動員與統治:土地改革與鎮壓反革命
第三節 從區管式的極權制到全面集權的極權制
第四節 全盤蘇化:成熟的經典極權制建立

第十二章 區域管理的極權主義制度
第一節 反右運動:極權主義的恐怖統治
第二節 大躍進:朝區管式極權制推動的第一波浪潮
第三節 文化大革命:區管式極權制的鞏固與強化
第四節 根深蒂固的區管式極權制與理想的破滅

第十三章 分權式威權制的興衰:後毛時代的改革及其終結
第一節 為極權制的生存而進行的改革
第二節 經濟改革:從蘇聯解體汲取的教訓
第三節 走向分權式威權制
第四節 極權主義黨的權力繼承問題
第五節 伴隨經濟改革的制度基因的演變及反演變的鬥爭
第六節 極權統治對經濟增長的制約
第七節 小結

第十四章 結論
第一節 對全人類的巨大挑戰:理解共產極權主義
第二節 制度基因和制度演變的概要
第三節 對極權主義制度的實證分析
第四節 文獻對比
第五節 臺灣的制度基因及制度轉型
第六節 蘇聯中東歐共產極權國家的制度轉型以及制度基因的作用
第七節 關於制度基因概念的結束語

附錄:專有名詞繁簡中文對照表
參考書目
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About the Author

許成鋼

  現為史丹佛大學中國經濟與制度研究中心資深研究員,美國寇斯研究所(RCI)理事,歐洲經濟政策研究中心(CEPR)研究員。1991年獲得哈佛大學經濟學博士學位,2013年獲孫冶芳經濟學獎,2016年獲首屆中國經濟學獎。曾任香港大學鍾瀚德經濟學講座教授、「國之基金」經濟學講座教授、北京清華大學特聘教授、首爾國立大學「世界級大學」講座教授、倫敦經濟學院副教授;哈佛大學和中國社科院、世界銀行和IMF顧問、亞洲法律經濟學學會(AsLEA)會長、上海交通大學「科斯法律經濟學研究中心」主任、《首爾經濟學學刊》共同主編、《經濟金融學學刊》共同主編、《中國改革》首席經濟學家、當代經濟學基金會理事、孫冶方經濟科學獎評審委員會委員等。  研究領域包括制度經濟學、政治經濟學、法經濟學、比較制度、發展經濟、轉型經濟學、中國政治經濟。發表論文見諸國際頂級經濟學學術期刊,包括《經濟學文獻期刊》(JEL)、《政治經濟學期刊》(JPE)、《美國經濟學評論》(AER)、《經濟學研究評論》(REStud)、《金融研究評論》(RFS)、《美國法與經濟學評論》(ALER)、《經濟地理期刊》(JEG)、《歐洲經濟學評論》(EER)等。

  • Publication

    國立臺灣大學出版中心

  • Genre

  • Author

    許成鋼

  • Language

    Traditional Chinese 繁體中文

    Lexile:

  • Pages

    672

  • ISBN-13

    9789863509073

NaN of -Infinity
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制度基因──中國制度與極權主義制度的起源  Institutional Genes: The Origins of China’s Institutions and Totalitarianism
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送給我的婆婆
喺閱讀陳靜宜嘅《我說福建麵,你說蝦麵》之後,我不禁回想起童年嘅美好回憶。每逢放學,原籍福建的婆婆總會準備熱騰騰嘅福建麵,嗰股熟悉嘅香味,好似時光倒流咁,令我又重新感受到當時嘅溫暖同幸福。 呢本書唔單止係講述福建麵同蝦麵嘅歷史同文化,佢深入探討咗馬來西亞獨特嘅飲食文化,尤其係呢兩種麵嘅起源同演變。對我嚟講,好像係一段旅程,帶領我穿越咗過去,重新認識自己嘅家鄉味。 陳靜宜以細膩又生動嘅筆觸,描寫咗馬來西亞多元文化嘅飲食特色,仲透過比較台灣同周邊國家嘅相似食物,讓我更加深刻咁理解咗唔同地區嘅美食風味。 雖然我婆婆而家已經唔喺度, 但係透過閱讀完呢本書,我不單止重溫咗婆婆嘅味道,更加對馬來西亞嘅飲食文化有咗更深入嘅認識。每一口福建麵同蝦麵,唔單止係滋味,更係背後嘅故事同情感,呢本書帶俾我嘅係親切的回憶。
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Feb 7, 2025
惠銘
我從來不知道,比爾・蓋茲的童年故事竟然這麼有趣又有共鳴。這本自傳完全聚焦在他的早年人生,從小男孩到少年程式狂熱者,讓我看見一個截然不同的蓋茲。他不是一開始就注定成功,而是一點一滴靠著對編程的熱愛和不服輸的個性,走到今天。 我最喜歡的一幕是蓋茲十三歲時第一次接觸電腦。他形容寫程式像解謎,讓他的大腦無時無刻都在轉動,甚至為了能多用一點電腦,他半夜偷偷溜出家門,錯過最後一班公車也毫不在意,直接走路回家。這種對編程的執著,真的讓人佩服。 還有很多場景特別生動,像是他和外婆玩牌,每次都輸卻從不放棄,或者在學校裝作隨意,其實回家拼命讀書,努力維持「輕鬆學霸」的形象。這些細節讓我覺得,比爾・蓋茲真的很「人性化」,不是我們想像中冷酷的科技大佬。 讀完這本書,我終於明白,家人、老師、同學在他成長過程中的影響有多深遠。也正因如此,他才有勇氣在不到二十歲時創業,開啟屬於自己的時代,並最終改變了整個世界。
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Feb 5, 2025
E
Ellen
had no idea Marguerite de la Rocque’s story was real—a noblewoman abandoned on an island in 16th-century New France. The writing pulled me in immediately, with vivid descriptions and a heroine fighting for survival and independence. This isn’t a fairytale. It’s a harsh, historically accurate look at life for women in the 1500s—where superstition and religion ruled, and even noblewomen had little power. The depiction of the New World feels raw and wild, adding to the intensity. Perfect for fans of historical fiction, especially those who loved The Marriage Portrait or Barkskins for their focus on survival and early colonization.
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Feb 5, 2025
S
Sara
Isola is a beautifully crafted tale based on the true story of Marguerite de la Rocque. Set in the 16th century, it follows Marguerite, a noblewoman orphaned as a child and placed under the care of the cruel Roberval. He squanders her inheritance and forces her on an expedition to New France, where her forbidden love leads to abandonment on a desolate island with little hope of survival. Goodman’s lyrical writing vividly captures the island’s harshness and Marguerite’s transformation from a sheltered noblewoman to a fierce survivor. The story is both heartbreaking and inspiring, balancing themes of loss, resilience, and strength in the face of overwhelming odds. Fans of historical fiction will find Isola a powerful and haunting tale of survival and self-discovery.
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Feb 5, 2025
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Jodi
Isola is a gripping and emotionally charged novel that immerses readers in the raw beauty and brutality of survival. Allegra Goodman masterfully brings to life the tragic yet empowering story of Marguerite de la Rocque, a young woman cast away on a desolate island in the 16th century. The story follows Marguerite, a noblewoman thrust into a harsh reality when her guardian, Roberval, gambles away her inheritance and drags her on a dangerous expedition to New France. What begins as a tale of loss and betrayal transforms into an intense fight for survival after Marguerite’s love affair with Roberval’s secretary is discovered. Marguerite and her loyal servant, Damienne, are abandoned on a rocky island with minimal supplies and forced to battle hunger, freezing weather, and despair. Goodman’s writing is both lyrical and haunting, capturing the stark contrast between Marguerite’s former life of privilege and the unrelenting wilderness she must now endure. The relationship between Marguerite and Damienne is tender and complex, offering a glimpse of love and resilience amid overwhelming hardship. The survival scenes are particularly powerful—each moment brimming with tension, grief, and fleeting hope. What sets Isola apart is its foundation in historical events. Knowing that Marguerite de la Rocque’s story is inspired by true history makes her journey even more poignant. Goodman breathes new life into this nearly forgotten figure, turning Marguerite into a symbol of defiance, strength, and rebirth. Fans of historical fiction and survival stories will find Isola utterly captivating. It’s a novel about survival in its most literal sense, but also about finding one’s faith, identity, and inner strength when everything else is stripped away. This beautifully written tale will linger in your mind long after you turn the last page. Highly recommended!
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Jan 8, 2025
CC
Cheryl Chen
I’m not someone who collects books—I usually pass them along. But this one is staying with me. I know I’ll read it again because each time, it will reveal something new about myself. As someone with sisters, the relationships in this story stirred deep emotions and brought back so many memories. This isn’t just a book I enjoyed—it’s one I’ll treasure, along with the beautifully brought-to-life characters who now feel like old friends.
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Jan 8, 2025
C
Charlotte
When I first picked up March by Geraldine Brooks, I wasn’t sure what to expect. Like many, I grew up loving Little Women, but I never gave much thought to Mr. March’s life away from home. Brooks changed that for me. The story dives into what Robert March experienced during the Civil War, a time when he left his wife and four daughters behind to serve as a Union chaplain. Through his eyes, we see the brutal realities of war, the weight of his ideals, and the constant tug-of-war between his duty to his country and his family. What struck me most was how Brooks captured his humanity—his flaws, his hopes, and his heartbreak. She doesn’t sugarcoat the sacrifices or shy away from the complexities of his choices. By the end, I felt like I truly understood what it means to carry the burden of both love and duty. This book is more than a companion to Little Women—it’s a powerful, stand-alone story that lingers long after you’ve turned the last page.
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Jan 8, 2025
BO
Barbara O’Connor
I think the Pulitzer committee made a wise choice.
Jan 8, 2025
TW
The Winds
A Compelling Biography of a Billionaire Dissident Mark Clifford’s account of Jimmy Lai’s extraordinary life offers more than just the story of a man—it’s also a vivid exploration of Hong Kong’s history and struggles. From Lai’s arrival in the 1960s as a 12-year-old refugee from mainland China, working in a clothing factory, to his current status as Hong Kong’s most prominent political prisoner, the book captures a journey marked by resilience, faith, and an unyielding fight for freedom. As Western media often overlooks Hong Kong’s plight, this book is essential reading. Pick up a copy, and share it widely to shed light on a story that deserves greater attention.
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Dec 29, 2024
C
Claire
讀完《力》,我的內心久久無法平靜。這本書不只是講述暴力,而是透過角色的經歷,探討暴力如何影響人性,以及人們如何找到力量與希望。 周郁芬的故事特別觸動我。她逃離不幸婚姻,卻因此傷害了孩子,讓我不禁思考自由與責任的平衡。還有洪安安,渴望父親認同卻深陷家庭暴力陰影,那種矛盾感讓人心疼。 故事背景橫跨政界、黑幫、學院和家庭,看似複雜,卻環環相扣。作者寫得真實,讓我感受到暴力不僅是外在行為,也是一種內在掙扎。然而,即使困境重重,角色們仍努力尋找出路,有人選擇離開,有人選擇和解,這讓我看到了希望。
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Dec 8, 2024
水深之處是一本很真摯的作品。當中的情節和情感很動人,讓我想起自己與情緒病鬥爭的日子,亦讓我想到家人和朋友對我的支持和鼓勵。